Tuesday, May 23, 2017

SEC Slams Retrial Bid In $22M Oil Investment Fraud Case – Law360 (subscription)

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SEC Slams Retrial Bid In $22M Oil Investment Fraud Case
Law360 (subscription)
Law360, New York (May 22, 2017, 6:08 PM EDT) — The U.S. Securities and Exchange Commission scoffed Monday at a retrial request from a broker found to have sold $22 million in unregistered investment vehicles disguised as partnerships in oil and gas …

May 23, 2017 at 06:16AM

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