Wednesday, May 10, 2017

SEC Enforcement Trends: Minor Accounting and Disclosure Infractions Attracting Major Scrutiny – Bloomberg BNA

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SEC Enforcement Trends: Minor Accounting and Disclosure Infractions Attracting Major Scrutiny
Bloomberg BNA
During the final months of Chair Mary Jo White’s leadership of the Securities and Exchange Commission (the “Commission” or “SEC”) (October 2016 through January 2017), the SEC settled a series of enforcement cases involving mostly minor accounting and …

May 10, 2017 at 05:44AM

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