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SEC Charges Ex-Nomura Traders With Lying to Customers
Wall Street Journal (subscription) The Securities and Exchange Commission said Monday that it has charged two former co-head traders of the commercial mortgage-backed securities desk at Nomura Securities International Inc. with lying to customers to inflate profits. The regulatory … SEC charges two former top Nomura traders with bond price liesReuters SEC accuses two ex-Nomura traders of fraudFinancial Times SEC says ex-Nomura trading chief lied about bond prices (8604)Markets Insider Exchange News Direct –TheStreet.com all 10 news articles » |
May 15, 2017 at 11:44PM
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