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Monday, May 15, 2017

SEC Charges Ex-Nomura Traders With Lying to Customers – Wall Street Journal (subscription)

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TheStreet.com
SEC Charges Ex-Nomura Traders With Lying to Customers
Wall Street Journal (subscription)
The Securities and Exchange Commission said Monday that it has charged two former co-head traders of the commercial mortgage-backed securities desk at Nomura Securities International Inc. with lying to customers to inflate profits. The regulatory
SEC charges two former top Nomura traders with bond price liesReuters
SEC accuses two ex-Nomura traders of fraudFinancial Times
SEC says ex-Nomura trading chief lied about bond prices (8604)Markets Insider
Exchange News Direct –TheStreet.com
all 10 news articles »

May 15, 2017 at 11:44PM

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