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Tuesday, May 23, 2017

Former Arizona SEC Employee Charged With Securities Fraud – KJZZ

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Former Arizona SEC Employee Charged With Securities Fraud
KJZZ
Securities and Exchange Commission officials have charged a former Arizona employee with fraud for trades he made during his tenure at the agency. In a May 9 filing, the SEC complaint says David R. Humphrey, a former employee, did not get the required …

May 23, 2017 at 06:16AM

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