Pensions & Investments |
Barclays to pay $97 mln to settle SEC allegations
MarketWatch Barclays PLC agreed to pay $97 million to settle claims that its former wealth-management business overcharged thousands of clients on advisory fees and mutual-fund sales charges, the Securities and Exchange Commission said Wednesday. The SEC said … Barclays to refund advisory client overcharges in $97.1 million SEC settlementPensions & Investments SEC: Barclays to pay $97 million for overcharging clientsABC News Barclays pays $97m to settle SEC claim that it overbilled clientsFinancial Times Law360 (subscription) –The Hill all 29 news articles » |
May 11, 2017 at 12:28PM
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