SEC Wraps Up Case Against Adviser Challenging In-House Judges - Bloomberg Big Law Business

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Bloomberg Big Law Business

SEC Wraps Up Case Against Adviser Challenging In-House Judges Bloomberg Big Law Business Former investment adviser Dawn Bennett must pay nearly $4 million for inflating assets and exaggerating investment returns in radio advertisements for her firm, the Securities and Exchange Commission said. The commission's March 30 opinion clears the ... and more »

April 04, 2017 at 12:33AM

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