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Regulators don’t expect perfection in your compliance systems, but they will require a clear set of policies governing all communications channels, documented evidence of employee training, and safeguards for remediation of any violations. In this piece, Smarsh Chief Evangelist Mike Pagani provides a fresh perspective on supervising electronic communications.
(This is only a summary. Click on the headline to view the entire article at Corporate Compliance Insights and participate in the discussion.)
April 19, 2017 at 04:04PM
from Mike Pagani
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