The SEC announces a settled enforcement action against R.T. Jones alleging the St. Louis-based investment adviser failed to adopt cybersecurity policies and procedures prior to a cybersecurity breach.
posted by friends:
(6)
(6)
@SecuritiesD: SEC Charges Investment Adviser With Failing to Adopt Proper Cybersecurity Policies and Procedures Prior To Breach 1.usa.gov/1QXspjj
@SECLaw: SEC Charges Investment Adviser With Failing to Adopt Proper Cybersecurity Policies and Procedur… bit.ly/1PplQoG #securitieslaw
@danmacyDC: St. Louis advisory firm pays $75K penalty to SEC for not having a cybersecurity policy in place prior to breach. http://ift.tt/1tALvED;
@DougCornelius: RT @_DavidSmyth: SEC Charges IA w/ Failing to Adopt Proper Cybersecurity Policies and Procedures Prior To Breach http://ift.tt/1tALvED;
@Financialnewswk: SEC Charges Investment Adviser With Failing to Adopt Proper #Cybersecurity Policies and Procedures Prior To Breach http://ift.tt/1tALvED;
@SEC_News: SEC charges investment adviser w/ failing to adopt proper cybersecurity policies and procedures prior to breach: ow.ly/SxmXS
posted by followers of the list:
(0)
(0)
Vía All News on ‘The Twitter Times: Muzaffar69/corpgov’ http://ift.tt/1NKyj7F
No comments:
Post a Comment